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罗伯特。米. Kurucza is a partner in 十大赌网app下载 & Kissel’s Investment Management practice. He is recognized as one of the country’s leading legal advisors in the financial services industry. He has represented major financial services companies, 包括银行, asset management firms, mutual fund complexes, 信托公司, private wealth management firms 和 securities firms, in connection with regulatory matters.
Mr. Kurucza is admitted to practice in New Jersey 和 Pennsylvania only. His practice in the District of Columbia is limited to practice before the U.S. Securities 和 Exchange Commission, the 办公室 of the Comptroller of the Currency, 联邦存款保险公司, the Federal Reserve, certain other agencies, 和 the federal courts.
Mr. Kurucza is a past chairman of the American Bar Association Subcommittee on Securities Products, 和 was named by the 美国银行家 as one of the 125 most influential people in 华盛顿特区.C. with regard to financial service matters. Mr. Kurucza also served as General Counsel to the former Bank Securities Association.
Mr. Kurucza has chaired 和 appeared as a panelist on numerous banking, mutual fund 和 securities law programs. His many authored articles on securities, mutual fund 和 banking law matters have appeared in the Legal Times of Washington, 美国银行家, The Bank Securities Journal 和 various bar association publications, as well as an 美国银行家s Association publication, Banks 和 Mutual Funds. Mr. Kurucza is frequently quoted in the 《十大赌网app下载》, 美国银行家 和 other financial publications.
Prior to joining 十大赌网app下载 & Kissel,奥. Kurucza was a partner in the 华盛顿特区.C. offices of Goodwin 和 Morrison & 福斯特把. He was formerly the Director of the Securities & Corporate 十大赌网app下载 Division of the 办公室 of the Comptroller of the Currency, Assistant Director of the Division of Investment Management for the SEC, 和 Chief Counsel to the Pennsylvania Securities Commission.
出版物
- 合著的。”SEC Proposes Improvements to EDGAR Filer Access 和 Account Management,” 十大赌网app下载 & Kissel (2023年10月3日)
- 合著的。”SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers,” 十大赌网app下载 & Kissel (2023年10月3日)
- 合著的。”十大赌网app下载 & Kissel Releases Second Edition of SPV Snapshot Report,” 十大赌网app下载 & Kissel (September 20, 2023)
- 合著的。”Compliance Dates for Final Rules Regarding the Regulation of Private Fund Advisers,” 十大赌网app下载 & Kissel (September 18, 2023)
- 合著的。”SEC Charges FinTech Investment Adviser with First Violation of the Marketing Rule 和 Additional Compliance Violations,” 十大赌网app下载 & Kissel (September 11, 2023)
- 合著的。”十大赌网app下载 & Kissel Releases Third Edition of SMA Snapshot Report,” 十大赌网app下载 & Kissel (September 6, 2023)
- 合著的。”The SEC Adopts Final Rules Regarding the Regulation of Private Fund Advisers,” 十大赌网app下载 & Kissel (2023年8月25日)
- 合著的。”SEC Enforcement of Off-Channel Communications Continues – New Series of Firms Charged with Penalties Totaling $289 Million,” 十大赌网app下载 & Kissel (2023年8月16日)
- 合著的。”The Modern De-SPAC 和 a Way Forward,” 十大赌网app下载 & Kissel (2023年7月27日)
- 合著的。”SEC Adopts Money Market Reforms,” 十大赌网app下载 & Kissel (July 24, 2023 as revised August 4, 2023)
- 合著的。”Expiration of SEC Staff’s No Action Letters Providing Relief to 经纪自营商 Providing MiFID II Requirements Research,” 十大赌网app下载 & Kissel (2023年7月17日)
- 合著的。”十大赌网app下载 & Kissel’s Established Manager Hedge Fund Study,” 十大赌网app下载 & Kissel (2023年6月20日)
- 合著的。”2022 Seed Transactions Deal Points Study,” 十大赌网app下载 & Kissel (2023年6月7日)
- 合著的。”十大赌网app下载 & Kissel’s 2022 New Manager Hedge Fund Study,” 十大赌网app下载 & Kissel (2023年5月17日)
- 合著的。”Building a Scalable Hedge Fund Business,” 十大赌网app下载 & Kissel (2023年4月19日)
- 合著的。”Off-Channel Communications: Action Items for Advisers,” 十大赌网app下载 & Kissel (2023年3月16日)
- 合著的。”SEC Division of Examinations Announces 2023 Priorities,” 十大赌网app下载 & Kissel (February 22, 2023)
- 合著的。”2022 Highlights from the Global Bank 和 Institutional Finance & Restructuring Group,” 十大赌网app下载 & Kissel (February 13, 2023)
- 合著的。”New HSR Filing Thresholds 和 Fee Schedule,” 十大赌网app下载 & Kissel (2023年1月26日)
- 合著的。”十大赌网app下载 & Kissel’s Investment Management 2022 Year in Review,” 十大赌网app下载 & Kissel (2023年1月13日)
- 合著的。”SEC Updates FAQ Regarding Marketing Rule Compliance – Displays of Gross 和 Net Performance,” 十大赌网app下载 & Kissel (2023年1月12日)
- 合著的。”Memo to Clients 2023 – Annual Reminders,” 十大赌网app下载 & Kissel (2023年1月4日)
- 合著的。”十大赌网app下载 & Kissel Registered Funds Group 2022 Wrapped,” 十大赌网app下载 & Kissel (December 28, 2022)
- 合著的。”Merger of TIC Form S into Revised TIC Form SLT,” 十大赌网app下载 & Kissel (December 12, 2022)
- 合著的。”SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers,” 十大赌网app下载 & Kissel (November 30, 2022)
- 合著的。”SEC Adopts Amendments to Increase Proxy Voting Transparency,” 十大赌网app下载 & Kissel (November 30, 2022)
- 合著的。”SEC Adopts Rule 和 Form Amendments Relating to Shareholder Reports 和 Investment Company Advertisements,” 十大赌网app下载 & Kissel (November 17, 2022)
- 合著的。”十大赌网app下载 & Kissel Releases 2021/2022 Hedge Fund Side Letter Study,” 十大赌网app下载 & Kissel (2022年10月25日)
- 合著的。”New York City Implements Pass-Through Entity Tax for 2022,” 十大赌网app下载 & Kissel (2022年10月19日)
- 合著的。”Introducing the SPV Snapshot Report,” 十大赌网app下载 & Kissel (2022年10月12日)
- 合著的。”New Marketing Rule: One Month Away from the Compliance Date,” 十大赌网app下载 & Kissel (2022年10月4日)
- 合著的。”Wealth Management Firm Charged with S-P Violations for Failing to Properly Dispose of its Hard Drives,” 十大赌网app下载 & Kissel (2022年10月4日)
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Mr. Kurucza has been selected for inclusion in Chambers USA: America’s Leading Lawyers for Business, U.S. 新闻-Best律师 和 法律500u.S. as a leader in the fields of banking 和 mutual funds law.